Edge Act

Results: 436



#Item
291United States / United States Securities and Exchange Commission / 73rd United States Congress / NYSE Euronext / Securities Exchange Act / Direct Edge / NYSE Arca / Financial Industry Regulatory Authority / International Securities Exchange / Economy of the United States / United States securities law / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2012-05-11 07:34:21
292United States Securities and Exchange Commission / Direct Edge / Self-regulatory organizations / Economy of the United States / Financial system / Financial economics / United States securities law / 73rd United States Congress / Securities Exchange Act

SR-EDGA[removed]Exhibit 5K Page 495 of 496 Exhibit 5K

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Source URL: www.sec.gov

Language: English - Date: 2013-12-12 13:23:38
293Order / 73rd United States Congress / Financial economics / Investment / Direct Edge / Federal Rules of Civil Procedure / Securities Exchange Act / Economy of the United States / Stock market / United States Securities and Exchange Commission / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]November 18, 2010 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change to Amend EDGA Rules 11.9(

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Source URL: www.sec.gov

Language: English - Date: 2010-11-19 10:40:32
294Securities Exchange Act / U.S. Securities and Exchange Commission / NASDAQ / United States / Financial regulation / Economy of the United States / United States securities law / Direct Edge

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]December 10, 2010 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2010-12-14 09:55:34
295Economy of the United States / 73rd United States Congress / Financial markets / Financial regulation / Financial economics / Securities Exchange Act / Direct Edge / Regulation NMS / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / Self-regulatory organizations

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2010-04-08 15:51:16
296Business / Financial economics / Self-regulatory organizations / United States Securities and Exchange Commission / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Direct Edge / Short / Economy of the United States / United States securities law / Financial regulation

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13

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Source URL: www.sec.gov

Language: English - Date: 2011-08-12 11:11:28
297Securities Exchange Act / Financial economics / U.S. Securities and Exchange Commission / Direct Edge / Medallion signature guarantee / Financial regulation / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]August 19, 2013 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2013-08-20 12:50:00
298Securities Exchange Act / Rebate / Investment / Security / Financial economics / Business / Stock market / International Securities Exchange / Direct Edge

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]October 2, 2009 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Pr

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Source URL: www.sec.gov

Language: English - Date: 2009-10-05 13:09:02
299Securities Exchange Act / Economy of the United States / United States / Financial regulation / United States securities law / International Securities Exchange / Direct Edge

Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-IS

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Source URL: www.sec.gov

Language: English - Date: 2009-12-03 15:10:37
300Direct Edge / U.S. Securities and Exchange Commission / Securities regulation in the United States / Self-regulatory organization / Federal Reserve System / Financial regulation / Government / Financial system / Inter-connected Stock Exchange of India / International Securities Exchange / United States securities law / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-12-22 15:52:59
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